FINRA Trace Reporting

Never submit to FINRA late. Our platform maintains complete reconciliation between your trading systems and regulatory submissions—documenting every trade, transformation, and exception automatically. When FINRA examiners ask questions during your next examination, you'll have complete audit trails ready instantly. Transform exam preparation from stressful reconstruction into routine report generation.

Bloomberg TOMS bundles regulatory reporting with multi-asset capabilities you don't need. You trade fixed income—not equities, options, and global derivatives. We provide turnkey FINRA TRACE and BNY Pershing connectivity at a fraction of enterprise platform costs. Stop paying for bloated infrastructure. Get focused automation that connects your existing systems without replacement or disruption.

Your TRACE report shows one execution time. MSRB shows another. Pershing's clearing file has different trade details. These breaks create hours of manual reconciliation and damage your clearing relationships. We enforce data consistency across all regulatory and clearing endpoints before submission—one trade becomes identical data everywhere, validated in real-time.