Connect Cloud – Regulatory

Designed for fixed data models

With limited attributes, they cannot connect, reconcile, or control today’s complex data flows. Manual workarounds spring up and onboarding new controls consumes valuable resources and time. Preventable errors put your business at risk of service failure, financial loss, and reputational damage.

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Used by the world’s largest tier one banks

As well as multinational corporates, buy-side, sell-side, commodity, and retail firms, Control for intersystems is a reconciliation and control tool that ingests, validates and transforms data of any shape, size or volume at scale, in a single solution. No matter how complex your controls, you can build and manage them all in one place to increase efficiency, optimise resources, and minimise risk.

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380 M

CAT eligible orders per day reported for a single customer, using multiple exchanges and brokers

99 %+

Reporting accuracy rate for a global broker

86 %

Reduction in late reporting rates at a global broker-dealer

With Connect for regulatory, you can

Reduce errors and costs

Handle multi-regime reporting quickly and efficiently, drastically reducing your costs, and mitigating errors with powerful exception management and reporting.
Streamline and add connections

Our comprehensive library accelerates connections to regulatory venues with the ability to add custom connections as needed.
Increase transparency

Real-time reporting and reconciliation, with data lineage between reporting activity and data source, to give you increased visibility and fewer errors.

Full connectivity

A comprehensive library of adapters, standards and transformations for accelerated connection to the regulatory venues of your choice.
Custom connections

Custom connections that can be rapidly built by our team of data-integrity and industry experts to support your unique business.
Real-time reporting

Ingestion and normalisation of data from any source, plus mapping and transformation of message formats for submission to a regulator or reporting service in real-time or T+1.
Regulatory compliance

Regulatory reporting for MiFID II (ARM and APA), FINRA TRACE reporting for securitised products, US treasuries, corporate bonds and agencies, and consolidated audit trail (CAT) for equity and options orders.
Automation

Intelligent, real-time STP that ensures your data is sent to the right destination, at the right time after the right validation checks - without manual intervention.
Future-proofing

Regular addition of new venues and relevant third parties for built-in future proofing.
Data confidence

Powerful exception management and analytics, to give you the confidence that your reporting is working as it should.
Control and oversight

Granular control for compliance and operations teams, with drill down into the minutia of reports as needed.

Related Capabilities

To thrive in the post-digital era your organisation needs a complete view of any and all data. You need to trust that it is timely, accurate, consistent, and complete. You need real-time insight so you can take real-time action with confidence.

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Trusted to make things simple for industry leaders

The main priority was we needed a compliance solution to alleviate the reporting challenges with FINRA TRACE experienced daily. Equally important was a vendor that understood our business and could apply their domain expertise and technology to consolidate workflow across other asset classes within the business.

HEAD OF FRONT OFFICE TECHNOLOGY,
LARGE BROKER DEALER FIRM

Trusted to make things simple for industry leaders

Gresham’s Connect team did an incredible job supporting us through the testing and cutover and continue to be a quality partner.

EXECUTIVE DIRECTOR, MARKET DATA,
LARGE GLOBAL BANK

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A introduction paragraph motivating the articles that can add value to the customer and be a good resource to keep up-to-date with company news and industries.

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