Regulatory Reporting

FTF News Technology Innovation Awards 2023 winner for regulatory reporting

Compliance without complexity: a smarter way to report

The world of financial regulations grows more interconnected and demanding by the day. Staying compliant across multiple jurisdictions and rulebooks is an immense challenge that puts huge pressure on firms' resources and budgets. Using outdated systems and disjointed regulatory reporting tools only compounds the difficulty of maintaining data integrity.

Keeping up with new mandates while juggling reporting burdens creates unprecedented strain and costs. Having data fragmented across siloed systems cripples your ability to gain a comprehensive, confident view for compliance reporting.

Our solution centralises and streamlines the regulatory reporting process, integrating all regulations and data sources into one unified hub. You get full visibility into obligations and actionable insights. The flexible, future-proof architecture combined with powerful data reconciliation guarantees that compliance becomes an enabler—providing intelligence, control, transparency and protection for your reputation and bottom line.

A single source of truth for compliance

Financial institutions gain a single, centralised view into all regulatory obligations, required actions and compliance insights with Gresham’s platform. Firms establish and sustain laser-focused control over compliance, protecting reputation and revenues.

The strategic, future-proof solution flexes seamlessly as regulations evolve, enhanced by powerful data reconciliation and integrity capabilities. This allows compliance operations to transform from a costly burden into an intelligence hub providing control, transparency and the ability to turn compliance into an asset driving the business forward.

380M

Reportable transactions processed per day, for one customer

80+

Connectors to regulatory and trading venues around the world

99%+

Reporting accuracy rate for a global broker

Transforming the industry with ready-to-go applications

Data connect

Control for regulatory

Connect for stp

Control for intersystems

What we deliver

Advanced analytics for continuous optimisation

Gain powerful capabilities to manage compliance exceptions and drive ongoing enhancements to data quality, processes and regulatory submissions to future-proof operations against new reporting challenges.

Consolidated multi-jurisdiction reporting

Streamline efforts with unified reporting across MAS, EMIR, MiFID, FINRA CAT, TRACE and other regimes. An integrated approach increases efficiency while reducing total cost of ownership.

Swift integration of new controls

Easily expand compliance coverage by onboarding new financial and operational controls quickly, regardless of data format standardisation.

Real-time transaction matching at scale

Identify issues immediately by matching enormous volumes of trades and transactions in real-time, at any scale.

Integrated process assurance

Demonstrate rigorous compliance control across all business lines through data-driven real-time checks. Escalate issues for effective resolution at speed.

Seamless venue connectivity

Connect to reporting and trading venues without complex data transformation requirements or mapping outputs.

End to end control and reporting

Centralise data, rules, integrations and enterprise-wide transparency to enhance quality control and reconciliation of reporting status.

Customer stories

Regulatory Case study

TRACE reporting brought back on track at a global broker-dealer

With over $500,000 in fines already accumulated, this firm needed timely, accurate reporting - fast

Regulatory Case study

Consolidated Audit Trail reporting with a 0.0004% error rate

Reducing the costs and burden associated with CAT reporting for a major broker-dealer

Where to next?

Control for intersystems

Powerful intersystem reconciliation for better control of your operations

Control for regulatory

Take control of your data for accurate regulatory reporting and compliance

Connect for regulatory

Complete managed regulatory reporting for data connectivity, migration and integration

Related insights

Time to rethink your SFTR reporting efforts? An interview with Philip Flood and FTF News

An interview with Philip Flood, Business Development Director - Regulatory and STP Services, Gresham Technologies (Gresham), originally featured on FTF News on Thursday September 16th, 2021. Philip focuses on SFTR reporting concerns that are hitting home for many firms.

Data quality under the microscope: Meeting regulatory expectations

Data quality is often seen as an operations/back office topic but the implications stretch across your business, particularly as regulatory scrutiny increases. This topic was recently discussed at our data integrity webinar, and Gresham CTO Neil Vernon explores further below.