Regulatory Reporting

Achieve absolute data integrity and confidence in your regulatory reporting and compliance

Simplify and streamline compliance in a complex, multi-regulatory world

In today's interconnected world of rules and obligations, compliance is paramount. With increasing oversight and frequent changes, firms face growing pressures and costs. Legacy systems and point solutions add to the challenge, making data integrity for regulatory reporting difficult.

Navigating these novel regulations is tough, and the burden of reporting and scrutiny creates unprecedented pressure and costs. Fragmented systems hinder a comprehensive view of data, hindering confident regulatory reporting.

Our solution streamlines and centralizes regulatory reporting processes across all regulations and systems, providing a clear view of obligations and insights. With a future-proof approach and robust reconciliation capabilities, you can transform compliance into a hub of intelligence, control, and transparency, safeguarding your reputation and revenues.

Gain a central view of regulatory obligations, actions and insights

We enable financial institutions to establish and maintain a laser-like focus on compliance control while protecting their reputations and revenues.

With one strategic, future-proof solution in place designed to flex to new and evolving regulations – and enhanced by our reconciliation and data integrity capabilities, your operations transforms from a costly burden on your compliance and management teams to a hub of intelligence, control and transparency.

380M

Reportable transactions processed per day, for one customer

80+

Connectors to regulatory and trading venues around the world

99%+

Reporting accuracy rate for a global broker

Ready-to-go applications that are transforming the industry

Control for regulatory

Connect for regulatory

Connect for stp

Control for intersystems

What we deliver

Advanced analytics

Manage exceptions and experience continuous improvements in your data, processes and submissions while addressing new regulatory reporting challenges.

Multi-jurisdictional reporting

Increase efficiency and reduce total cost of ownership with consolidated reporting for multiple regulatory regimes including MAS, EMIR, MiFID, FINRA CAT and TRACE.

Accelerated onboarding

Easily add new financial and operational controls with streamlined onboarding of all standard and non-standard data formats.

Real-time matching at scale

Immediately spot and address issues by matching massive volumes of trades and transactions in real-time, and at scale.

Processing checks

Demonstrate control and supervisory procedures and processes across your business through data driven, real-time control checks, and escalate issues as needed for fast, effective resolutions.

Connectivity

Seamlessly connect to multiple reporting and trading venues without the heavy lifting of normalising and transforming data, or additional work to generate appropriate outputs.

End to end control and reporting

Enhance quality controls and reconciliation of reporting status with centralised data, business rules, integrations, and enterprisewide transparency.

Customer stories

Regulatory Case study

TRACE reporting brought back on track at a global broker-dealer

With over $500,000 in fines already accumulated, this firm needed timely, accurate reporting - fast

Regulatory Case study

Consolidated Audit Trail reporting with a 0.0004% error rate

Reducing the costs and burden associated with CAT reporting for a major broker-dealer

Where to next?

Control for intersystems

Powerful intersystem reconciliation for better control of your operations

Control for regulatory

Take control of your data for accurate regulatory reporting and compliance

Connect for regulatory

Complete managed regulatory reporting for data connectivity, migration and integration

Related insights

Time to rethink your SFTR reporting efforts? An interview with Philip Flood and FTF News

An interview with Philip Flood, Business Development Director - Regulatory and STP Services, Gresham Technologies (Gresham), originally featured on FTF News on Thursday September 16th, 2021. Philip focuses on SFTR reporting concerns that are hitting home for many firms.

Data quality under the microscope: Meeting regulatory expectations

Data quality is often seen as an operations/back office topic but the implications stretch across your business, particularly as regulatory scrutiny increases. This topic was recently discussed at our data integrity webinar, and Gresham CTO Neil Vernon explores further below.