Connect for regulatory

A complete, global regulatory compliance and reporting service

Maintaining data connectivity for reporting with the relevant regulators across your entire business requires constant attention, particularly when you operate in multiple jurisdictions. Legacy systems and fragmented data sources and reporting solutions make regulatory compliance and reporting more complex than it needs to be.

Connect for regulatory is the complete managed regulatory reporting service for all the data connectivity, migration and integration you need to support regulatory compliance and reporting wherever you operate.

One service for multiple regulations and jurisdictions

Our experts take responsibility for handling your business’s data connectivity challenges as they evolve – so your experts can focus on adding value to your business.

We have provided regulatory reporting solutions for 25 years and are able to provide fast, easy, fully managed connectivity to whichever regulatory reporting end point you require, giving you a single solution to handle multi-regime reporting quickly and efficiently, drastically reducing your costs.


CAT eligible orders per day reported for a single customer, using multiple exchanges and brokers


Reporting accuracy rate for a global broker


Reduction in late reporting rates at a global broker-dealer

With Connect for regulatory, you can

Reduce errors and costs

Handle multi-regime reporting quickly and efficiently, drastically reducing your costs, and mitigating errors with powerful exception management and reporting.

Streamline and add connections

Our comprehensive library accelerates connections to regulatory venues with the ability to add custom connections as needed.

Increase transparency

Real-time reporting and reconciliation, with data lineage between reporting activity and data source, to give you increased visibility and fewer errors.

Choose what's right for your business

Available as standalone domain-specific deployments, or as part of an application package that enables you to connect, reconcile and control your data end-to-end, or as a fully managed service.

“The main priority was we needed a compliance solution to alleviate the reporting challenges experienced daily with FINRA TRACE. Equally important was a vendor that understood our business and could apply their domain expertise and technology to consolidate workflow across other asset classes within the business.”
Head of Front Office Technology, Large Broker Dealer firm
“Gresham’s Connect team did an incredible job supporting us through the testing and cutover and continue to be a quality partner.”
Executive Director, Market Data, Large Global Bank

Connect for regulatory delivers

Solutions shelf

Connect for regulatory

Learn more about Connect for regulatory

Control for regulatory

Take control of your data for accurate regulatory reporting and compliance

Case study

Learn how a fixed income broker-dealer with $500,000 in fines brought its FINRA reporting back on track

Related insights

Gresham 440x401 Philip Flood

Time to rethink your SFTR reporting efforts? An interview with Philip Flood and FTF News

The interview below with Philip Flood, Business Development Director - Regulatory and STP Services, Gresham Technologies (Gresham), originally featured on FTF News on Thursday September 16th, 2021.
5 - Connect and data - Copy-1

A golden source of data - Has the industry changed its mind?

A golden source of data was once high on the priority list for many financial institutions - but have things changed? The topic was raised at our recent data integrity webinar, and Gresham CTO Neil Vernon explores further below.